Description
Enrolling in the “Introduction to UK Financial Regulations & Professional Integrity Online Course” is essential for individuals in the financial sector. The course covers key aspects of UK financial regulations, ensuring compliance with legal standards and promoting ethical practices. It contributes to professional development by instilling a strong understanding of integrity, making participants more trustworthy in the eyes of clients and employers.
Additionally, the course aids in risk mitigation, as it equips individuals to identify and address potential risks associated with financial activities. By staying updated on the latest regulations, participants enhance their adaptability in the dynamic financial industry. Overall, completing this course offers a pathway to career opportunities, ethical decision-making, and a solid foundation for success in the ever-evolving field of finance.
The training materials of this course are available online for you to learn at your own pace and fast-track your career with ease.
Accredited by CPD Quality Standards UK
140 Hours CPD Points
Level 4
Instant e-certificate and hard copy dispatch by next working day
Self-paced learning and laptop, tablet, smartphone-friendly
24/7 Learning Assistance
Discounts on bulk purchases
Fully online, interactive course with audio voiceover
Learning Outcomes:
Develop a comprehensive understanding of the structure and operations of financial markets in the UK.
Acquire the ability to assess various financial services and evaluate associated risks in the UK context.
Gain insights into the legal framework governing contracts and trusts in the UK.
Understand the roles and functions of key financial services regulators in the UK.
Develop skills to detect, prevent, and respond to financial criminal activities in the financial services sector.
Who should take the course
Financial Analysts
Compliance Officers
Legal Professionals in Finance
Risk Managers
Financial Advisors
Career Paths
Financial Compliance Officer
Risk Analyst
Legal Advisor in Financial Services
Financial Market Analyst
Financial Services Consultant
Certification
Once you’ve successfully completed your course, you will immediately be sent a digital certificate. Also, you can have your printed certificate delivered by post (shipping cost £3.99). All of our courses are fully accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field. Our certifications have no expiry dates, although we do recommend that you renew them every 12 months.
Accreditation
All of our courses, including this The Introduction to UK Financial Regulations & Professional Integrity Course, are fully accredited, providing you with up-to-date skills and knowledge and helping you to become more competent and effective in your chosen field.
Curriculum
Module 01: Understanding Financial Markets in the UK
Module 02: Assessing Financial Services & Risk in the UK
Module 03: Legal Framework on Contract & Trust
Module 04: Ethics and Professionalism
Module 05: UK Financial Services Regulators
Module 06: FCA and PRA Governance, Principles, and Rules
Module 07: FCA and PRA Competence of Companies and Individuals
Module 08: Financial Crime Regulations
Module 09: Complaints & Redress
Module 10: FCA Conduct of Business Sourcebook (COBS)
